Manager – Internal Audit (NBFC)

About Company

The company operates in the financial services industry, providing lending and related financial solutions to individuals and businesses.

Job Description

Role Overview

• Responsible for establishing and implementing a robust internal audit framework.
• Ensure risk mitigation, process adherence, and operational efficiency across the organization.
• Identify process gaps and strengthen SOP compliance.
• Conduct data-driven audits and provide strategic insights to management for continuous improvement.

Risk Mitigation & Department Audits

• Plan and execute schedule-based departmental audits across Head Office departments.
• Identify process gaps, operational risks, and deviations from established procedures.
• Provide recommendations to improve process efficiency and reduce turnaround time (TAT).
• Submit consolidated audit reports with improvement recommendations.

Process Adherence & Data-Based Audits

• Conduct scientific and data-driven audits based on operational trends.
• Generate at least two analytical audit reports every month based on data insights.
• Monitor adherence to company policies and operational processes.

Quality Assurance & SOP Governance

• Review Standard Operating Procedures (SOPs) of Head Office departments and branches after audits.
• Recommend updates to SOPs based on audit observations and operational requirements.
• Submit structured reports to management with observations and suggestions for improvement.
• Ensure 100% completion of SOP reviews for audited departments.

Audit Observation Closure & Monitoring

• Ensure closure of all audit observations within 30 days by concerned departments.
• Track corrective actions and monitor implementation of audit recommendations.
• Conduct follow-up reviews after 6 months to evaluate process improvements.
• Ensure departments adhere to SOP guidelines effectively.

Candidate Requirements

Skills & Qualifications

• Strong knowledge of internal audit, risk management, and compliance frameworks.
• Understanding of NBFC / vehicle finance operational processes.
• Excellent analytical and data interpretation skills.
• Strong reporting, documentation, and presentation skills.
• Leadership and stakeholder management capability.

Pre-Requisites

• 10–15 years of experience in Internal Audit, Risk, or Compliance roles.
• Experience in NBFC / BFSI sector preferred.
• Hands-on experience in process audits, SOP review, and operational risk management.

Mandatory Requirement

Primary Job Profile : Internal Audit

Technical Skills : Audit planning/execution, Internal controls

Candidate Industry Requirement: NBFC

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