Compliance Executive - CS

About Company

A well-funded fintech company specializing in providing easy personal loans for various financial needs. With a robust technology platform and a customer-first approach, they offer quick approvals and flexible repayment options. Their mission is to simplify finance and help more people access credit across India.

Job Description

Key Responsibilities:

• Stay updated on NBFC and RBI regulations, ensuring the company's adherence to all relevant laws and guidelines.
• Assist in developing, implementing, and reviewing compliance policies and procedures.
• Maintain accurate compliance documentation and prepare regular reports for management and regulatory authorities.
• Assist in conducting compliance risk assessments and audits to identify potential areas for improvement.
• Support investigations of compliance-related issues, preparing reports with findings and actionable recommendations.
• Build and maintain strong relationships with internal stakeholders to ensure alignment on compliance priorities and initiatives.

Qualifications:

• Bachelor's degree or CS (Company secretary)
• Strong understanding of compliance requirements and regulations, especially in NBFCs.
• 2-4 years of experience in a compliance function, internal audit, or a related area.
• Strong analytical and problem-solving skills.
• Excellent interpersonal and people management skills.
• Exceptional communication skills, both written and verbal.

Mandatory Requirement

Primary Job Profile : Regulatory Compliance

Technical Skills : Regulatory Compliance

Candidate Industry Requirement: any

Candidate Location Requirement: any

Join Community

Join our Bangalore Finance Community to get notified about updates and career opportunities