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AVP – Compliance

  • Chennai (Tamil Nadu)

Job ID : 4309

About Company

The Employer is a diversified financial services platform in India focused on addressing the evolving credit needs of individuals and businesses across varied markets.
Its technology-led operations, broad geographic presence, and risk-focused approach enable it to deliver multiple financial solutions efficiently across diverse customer segments.

Job Description

JOB OBJECTIVE :
Handle regulatory compliance specifically relating to RBI compliances, Capital markets, stock exchanges, and other
regulatory bodies and supportive role to NBFC compliance.

KEY RESPOSIBILITIES :
 To manage and ensure compliance with RBI, SEBI and other applicable capital market regulations ensuring
all activities conform to regulatory requirements.
 Conduct compliance reviews and ensure adherence to SEBI, RBI, FEMA, PMLA, and other regulatory
guidelines.
 Track and interpret regulatory updates, circulars, and notifications; evaluate their impact on business
operations relating to capital markets.

SKILLS REQUIRED:
 Interpretation of regulatory guidelines
 Conducting compliance reviews, testing and assessments
 Coordination with stakeholders
 Good communication/ articulation skills

Mandatory Requirement

Primary Job Profile : Regulatory Compliance

Technical Skills : Compliance, SEBI Regulatory Compliance

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Education Qualification

  • Post Graduate (MBA/ PGDM/ Others)

Job Type

Full Time

Overview

  • No. Of Vacancy

    1
  • Offered Salary

    20.00 - 25.00 Lac
  • Experience

    5 - 8
  • Industry

    Bank/ NBFC/ Fintech

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